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Newedge USA, LLC Privacy Notice
In connection with your relationship with Newedge USA, LLC ("Newedge"), we may collect nonpublic personal information about you from the following sources:
- Information we receive from you on applications or other forms, such as your name, address, social security number, assets and income;
- Information about your transactions with Newedge, Newedge affiliates or other third-parties, such as that pertaining to your account balance, account transactions, payment history and parties to transactions; and
- Information Newedge receives from a consumer reporting agency, such as that pertaining to your creditworthiness and credit history and your identity.
Newedge does not disclose nonpublic personal information about you to anyone, except as permitted by law. Accordingly, Newedge restricts disclosure of nonpublic personal information about you to (1) Newedge employees who need to know that information to provide you products or services, (2) Newedge affiliates (including, among others, Societe Generale), and (3) non-affiliated third-parties as necessary to process your transactions, service your account or otherwise as permitted by law. The types of nonpublic personal information Newedge may disclose to such recipients are listed above.
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this Notice. Newedge does not sell personal nonpublic information about current or former customers to any third-parties or share that information with third-parties for marketing purposes.
In short, Newedge places great importance on holding customer personal and financial information in strict confidence. In this regard, Newedge maintains physical, electronic and procedural safeguards to guard your personal nonpublic information. Nonetheless, you are responsible for maintaining the accuracy and completeness of your information. Should you need to change or correct your account information, please contact your broker or Newedge customer service to update the information.
If you utilize our own or a third-party on line order routing system to access our services, please be aware that you should never give your account number or password to anyone. If you suspect someone has your password, change it immediately and call your account representative at Newedge or Newedge customer service. You are ultimately responsible for maintaining the secrecy of your password.
This Notice is being issued pursuant to federal statutory and regulatory requirements, and is designed to comply fully with such provisions.
October 2007
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