Checks Securities Incoming Wires Withdrawals

Checks

Checks should always be made payable to Newedge USA, LLC

Please do not send cash, money orders, traveler's checks or postal money orders. The check should always include the following information:

• Your Account Number
• Your Account Type (securities or futures)

If you have both a securities and futures accounts, we will deposit the check into your securities account unless otherwise indicated.

Third party checks will not be accepted.

All checks received prior to 12:00 pm Pacific Time will be posted to your account the same day. Checks received after 12:00 pm Pacific Time will be posted the following business day.

Check deposits are subject to verification of funds. If we are unable to verify funds, we may hold your check deposit for up to 10 business days. No trades or withdrawals are allowed while the funds are on hold.

Securities

To deposit marketable securities into your account, please do the following;

• Endorse the stock certificate by appointing Newedge USA, LLC. as attorney. The signature must match exactly the name that appears on the certificate.

Or

• Complete an Irrevocable Stock or Bond Power and forward along with stock certificate.

Forward the securities via certified mail and notify customer service at 888-781-0283.

Click here for mailing address

If you would like to transfer securities from an account held at another broker dealer please click here for instructions.

Incoming Wire Instructions

Newedge USA customers can access incoming wire transfer information by going to Account Info Logon and entering their account number and password.

If you have both a securities and futures accounts, we will credit your securities account unless otherwise indicated.

Third party wire transfers will not be accepted.

Withdrawals

To request a withdrawal from your account please use the following secured transmission forms:

Check Request Form

Wire Request Form

Or you may fax the fund request to 415-764-2360.

Please download and print the forms below to fax any fund request.

Fax Check Request Form

Fax Wire Request Form

All withdrawal requests received prior to 11:30 am Pacific Time will be processed the same day. Request received after 11:30 am Pacific Time will be processed the following business day.

Checks Sent to Address Other Than Address of Record

Check Request to send check to Different Address

All withdrawal requests received prior to 11:30 am Pacific Time will be processed the same day. Request received after 11:30 am Pacific Time will be processed the following business day.