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Policies and Disclosures

The Newedge USA, LLC Policies and Disclosures may be reviewed by clicking on the following:

After-Hour Trading Disclosure

Alternative Account Access

Anti-Money Laundering Disclosure

Business Continuity Planning

Client Agreements

Day Traders Important Notice

Day Trading Margin Rules

Day Trading Risk Disclosure

Delay and Access Disclosure

E-Confirmations and E-Statements and Postage and Handling Fees

E-Mail Disclosure

Extended Hours Trading Risk Disclosure

Futures and Commodity Bankruptcy Risk Disclosure Statement(CFTC Rule 190.10)

Futures and Options Disclosure Statement (Futures Accounts Only)

Futures Risk Disclosure Statement

Legal Notice

Margin Disclosure Statement

Market Data Disclosure

Money Market Prospectus

NASD Regulation Investor Education and Public Disclosure Program

Option Policies

Payment for Order Flow

Patriot Act and Customer Identification Verification Notification

Pre-Dispute Arbitration Agreement Disclosure

Pre-Market Orders Disclosure

Privacy Statement

SEC Disclosure

Stock Market Volatility Disclosure

SIPC Protection

Trade Related or Time Sensitive Issues and Complaints

Truth in Lending Statement

WizeTrade/CommandTrade User Disclosure Notice


 

 

Newedge USA, LLC
Member NYSE and other Principal Exchanges, FINRA, NFA, MSRB and SIPC.

 

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