IRA Custodian's New Brand Name
Effective August 28th, Delaware Charter changed the brand name for our IRA custodian to Principal Trust Company from Trustar
Retirement Services. This reflects the branding of their parent company, Principal Financial Group, of which they have been a part of since
1987. The actual corporate name remains Delaware Charter Guarantee & Trust Company.
This is simply a brand name change and does not alter the terms and conditions of your Newedge account. Contact customer service with
any questions.
Delivery Month Liquidation Instructions for Non-Cash Deliverable Futures Contracts
If you have a Newedge futures account, you will not be permitted to make or accept delivery of non-U.S. denominated cash
futures contracts and you must liquidate any open position in a timely manner. Accordingly, you must give Newedge liquidating instructions
on open positions in non U.S. denominated -cash deliverable futures contracts maturing in a current delivery month at least five (5) business days
prior to the first notice day in the case of long positions and, in the case of short positions, at least five (5) business days prior to the
last trading day. If the required liquidating instructions are not received by Newedge before the five (5) business days as specified
above in this paragraph, Newedge without notice, may either liquidate your positions or make or receive delivery on your behalf upon such
terms and by such methods that Newedge deems feasible at your sole cost and expense.
Please contact customer service with any questions.
Trade Related or Time Sensitive Issues
If you have a trade related or time sensitive issue, please immediately contact your broker or Internet Support at (888) 781-0283.
If you still have unresolved issues or a complaint, please contact the Compliance Department (415) 733-3000 or write the Compliance Department at
Newedge, 220 Bush Street, Suite 650, San Francisco, CA 94104.
Check all Trade Confirms or Monthly Statements
It is important that you regularly review your trade confirmations and monthly statements. If you receive these electronically,
you can access both confirms and statements via logon by clicking Account Info Logon on the Newedge home page. If you have any questions
regarding a trade confirm or any items on your monthly statement, please contact customer service immediately.
Newedge
Member New York Stock Exchange, NASD, MSRB, NFA, SIPC and other principal exchanges
Headquarters: 220 Bush Street, Suite 650, San Francisco, CA 94104
www.FimatPreferred.com
Customer Service can be reached at 888-781-0283 or by email at Service@FimatPreferred.com.
Customer Service Fax (415) 520-5633
Customer Account Information can be found via logon by clicking Account Info Logon.
All contents of this "Investor Alert" are for educational purposes only. Graphics are also for illustration purposes only.
Newedge does not offer investment advice.
