Education

Solicitations, Recommendations and Investment Advice

Please note Newedge USA, LLC does not give investment advice. Newedge USA does not ensure that clients' trading activity meets clients' financial objectives. Newedge USA does not make recommendations for online clients. Clients determine their own objectives and investment strategy. Clients do their own research to select the securities to purchase and/or sell. Clients decide when and what types of orders to enter. It is not the responsibility of Newedge USA to monitor accounts to ensure that a client's trading strategy meets the client's objectives. Newedge USA is not responsible for any losses clients sustain as a result of their own trading decisions.

Risk Capital

Clients should only use risk capital that clients are able to afford to lose. Please note if you use margin, you can lose more money than your original investment!

Education

Newedge USA does not train our clients to trade securities and futures. It is up to the individual client to educate themselves about the equities and futures markets. The following are some resources you can use.

Glossary of Securities Terms

The National Association of Securities Dealers (NASD) provides a glossary of securities terms on their website Here.

Publications

The United States Securities Exchange Commission offers online investor publications on its website at http://www.sec.gov/investor/pubs.shtml.

The following are just several of the publications available.

Accounts -- Opening A Brokerage Account

Get the Facts: The SEC's Roadmap to Saving and Investing

Invest Wisely: Advice From Your Securities Industry Regulators

Execution Quality Statistics - Finding Information on Order Execution + Routing Practices

Trade Execution: Rules Your Brokerage Firm Must Follow

Investor Tips: Trade Execution

Transferring Your Brokerage Account: Tips on Avoiding Delays

Microcap Stock: A Guide for Investors

Pump+Dump.con: Avoiding Stock Scams on the Internet

Stock Market Fraud "Survivor" Checklist

The National Association of Securities Dealers (NASD) offers online investor publications on its website at http://www.nasd.com/Investor/

The following are just several of the publications available.

Investor Alert - Investing with Borrowed Funds: No "Margin" for Error

Welcome to Smart 401(k) Investing!

Investor Alert - Bearing Up in a Bear Market: You Still Need to Open Your Account Statements

Investor Alert - Stock Spams and Scams

Questions?

If you have any questions, please call customer support at (888) 781-0283 or your registered representative.